Upcoming Events
Log In
Pricing
Free Trial

Types of Alternative Dispute Resolution (ADR)

HIDE
PrevNext

0:00

Hi everyone.

0:02

I'd like to spend a few minutes just, uh,

0:04

discussing the topic of alternative dispute resolution

0:09

and basically what is alternative dispute resolution

0:12

or what we t typically refer to as A-D-R-A-D-R,

0:17

uh, essentially amounts to different processes

0:20

or procedures that can be used to try to resolve a case

0:25

before it goes to trial.

0:27

So it's all, uh, meant to sort of enhance efficiency, speed

0:32

resolution and, and the brain damage

0:34

that goes along with the trial process.

0:36

For all sides and parties, there are two main types of a DR.

0:41

They are pre-filing and post filing.

0:44

So what do I mean by that?

0:46

Well, the pre-filing is, it specifically means

0:51

it's done prior to the time

0:53

that the lawsuit is actually filed with the court.

0:55

So it's what can be done to try to resolve this matter,

1:00

which everyone now is identified as a potential lawsuit

1:04

and can we resolve it without actually filing the lawsuit

1:08

and moving forward through li uh, litigation and trial.

1:11

I wanna start out just by reminding you of the AMAs code

1:15

of Medical Ethics 8.6.

1:18

And what this simply states is it mandates your has an

1:22

obligation that if you have made a mistake in the care

1:26

and treatment of your patient,

1:28

that you are actually obligated to tell them

1:30

and discuss that with them.

1:32

Now, I don't think most of the time this is complied with,

1:36

but it is out there and it can also be a springboard to try

1:39

to resolve this process.

1:41

So just be aware that that is out there.

1:44

It's an obligation that you have.

1:46

The next set of, um,

1:48

avenues are something called the I am sorry laws

1:51

or apology laws.

1:52

And there are several versions of these across the country.

1:56

And what this is designed to do is simply

1:59

to allow the physician

2:01

or the healthcare provider to come to the patient

2:04

and say, I'm really sorry this error occurred

2:07

or this mistake happened.

2:10

And it is designed to open a dialogue, uh,

2:14

between patient and physician, um,

2:17

to see if there can be an understanding.

2:19

Now, the pros

2:21

and cons, people argue as well that then, you know,

2:24

doesn't prevent the patient from filing a lawsuit.

2:28

And that's true, but it also can, again, be a springboard

2:33

to allow early resolution if it's warranted.

2:38

A third category, um,

2:40

are in general something I call the the in-house programs.

2:44

And I think that the academic institutions are sort

2:49

of way ahead of private institutions in this regard,

2:52

or private practices, uh, for radiologists

2:55

because what happens is that risk management becomes aware

2:59

of an issue either by someone in-house, by a physician,

3:03

somebody calling it to their attention,

3:06

and then essentially risk management will go to the patient

3:09

and say, Hey, we're aware of this problem,

3:13

how can we make it right?

3:14

And again, that's a, a big avenue to try to resolve a case

3:18

before it actually gets filed with the court.

3:22

And there are at least three states in our fourth option,

3:26

um, that have something called, uh,

3:28

pre-litigation screening panels

3:30

or specifically for medical malpractice cases,

3:33

medical mediation panels.

3:35

And they are often, um, there's more than three states

3:39

that have versions of this,

3:40

but typically they have, uh, they're made up

3:43

of three individuals, sometimes more,

3:46

and it's a physician, a lawyer, and a lay person.

3:49

And they're just, uh, meant to review the facts as

3:53

as are known and then make a recommendation as to

3:56

what should happen to that.

3:58

And that re re you know, typically will, um,

4:02

result in the lawsuit going away.

4:05

Meaning there really isn't anything here that, uh,

4:08

should be addressed.

4:09

So it's gonna go away.

4:10

Or alternatively, okay, there's a meritorious claim here,

4:15

can we resolve it short of going

4:17

through the litigation process?

4:20

The second category are the post filing measures

4:23

that can be done to resolve it short of trial.

4:26

And the first one I mentioned is arbitration.

4:29

And people usually hear of this

4:31

as being binding arbitration.

4:34

And this is something where both sides agree typically

4:38

to a three judge panel may or may

4:41

or may not be judges, they can be lawyers or others,

4:44

but each side picks one

4:47

and then the two that are picked then pick the third

4:50

and that forms the panel.

4:52

These are often, like I said,

4:53

they result in a binding decision

4:56

so it doesn't go any farther than the arbitration process.

5:00

And the arbitra, the arbitration itself is like a mini

5:04

trial, um, not as intense as an actual court room trial.

5:08

And there's no jury, it's just the three, um,

5:12

judge panel if you will, that are hearing it

5:14

and deciding in my 30 plus years of practice,

5:17

I've never done one of these.

5:19

They're rare, rarely used here in Colorado.

5:22

Other states may utilize them more.

5:24

I'm not aware that there're big in medical malpractice

5:28

cases, but the second one is, and that's mediation.

5:31

It's extremely common.

5:33

Um, I would say I settle most of my cases in mediation

5:39

and at least in Colorado, and I think more

5:41

and more states across the country, they are, uh,

5:44

mediation is actually ordered by the court at some point

5:48

during the discovery process and before trial begins.

5:53

And as the lawyer in the case,

5:55

and I think both plaintiff and

5:56

Defense lawyers feel the same way.

5:59

That is, we wanna have a good percentage

6:01

of our discovery done, we wanna know

6:04

what everybody's gonna say and then we can sit down

6:06

and try to hash it out.

6:08

And this is where typically a retired judge, uh, goes back

6:11

and forth between a sort of shuttle diplomacy

6:14

between two different rooms, presenting the pros

6:17

and cons of each case, the value of the case

6:20

to see if we can't reach a resolution short of trial.

Report

Faculty

David M Yousem, MD, MBA

Professor of Radiology, Vice Chairman and Associate Dean

Johns Hopkins University

Kelly P. Yousem, JD

Plaintiff’s Attorney

Stephen D. Brown, MD, FACR, HEC-C

Associate Professor of Radiology (Part-time)

Boston Children's Hospital and Harvard Medical School

Tags

Non-Clinical