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Patient Records and Billing Issues

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The employment agreement will additionally address

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what rights you have to patient records, both

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during the term of employment and afterwards,

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and how your claims for your services that are performed,

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how they're billed in terms of the ownership

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of patient records and access.

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You will typically find

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that the employment agreement will have

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that the patient records themselves are the exclusive

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property of the employer, and you have very limited access

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rights to such information.

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What we typically try to do in representing employees

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with their employment agreements is that we make sure

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that there is, uh, at least access post-termination

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in the event that there's a government investigation, uh,

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and then that there is a, uh, malpractice action that occurs

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so that you have access to those records

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so you can properly defend yourself.

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And also to the extent

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that there are any payer recoupment actions

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that are going on for which you may be responsible,

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it's really important for you

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to have access to that information.

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And while we understand

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that the practice has compliance obligations under HIPAA

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and state law, these are circumstances under healthcare

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operations where the physician can be granted access

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to this record so that they can either defend

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or participate in any of these recruitment actions

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or governmental investigations.

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In terms of the billing of your, your services,

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the employment agreement in almost all cases will provide

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that the money that's generated from the interpretations

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or the services that the physician provides will

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go directly to the employer.

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And through your compensation model,

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you will receive some portion of that benefit.

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Employers often have policies on the timely completion

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of medical records and reports,

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and I believe it's really important for physicians, um,

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prior to signing an employment agreement

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to have the opportunity to read

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and understand what these medical record

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documentation policies provide.

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There are certainly circumstances where

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the policies may require a timely completion

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of medical record that's just not within the physician's own

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practice experience and may not,

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or she may not be able to provide the record completion

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and the timeframe in which the employer is seeking,

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and they may need to be in accommodation

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so that they can comply.

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Um, and then in addition,

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there are oftentimes there are financial penalties

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that may apply, uh, in circumstances

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where the records are not completed in a timely fashion

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or in extreme events

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where the employer can actually terminate the employment

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agreement for the failure to comply with the policy.

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Um, so it's really important for the physician

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to understand, you know,

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what the practice's expectations are

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and policies are regarding the

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completion of these medical records.

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Finally, I wanna touch on briefly indemnification,

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because this is kind of a very complicated subject itself.

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It's not uncommon for an employer

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to include a very broad indemnification provision in an

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Employment agreement that covers a lot of circumstances,

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and it may cover issues of medical negligence.

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It may cover issues where the practice, uh, you know,

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you breached the employment agreement

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or you fail to comply with the policies

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and practices and the employer and their losses.

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Or in this circumstance of, in this slide

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that we're covering, it's really about

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payer recruitment actions.

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And what indemnification does is it obligates the physician

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to hold harmless and reimburse the employer for any costs

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or expenses or losses.

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It may recur as a result of the action

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or an emission by the employee in his

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or her responsibilities to the employer.

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So this could include, for example, the failure to

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document in the record medical necessity,

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or it may be the failure

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to code a particular claim correctly.

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And, you know, you need

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to be understand when you're looking at your employment

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agreement, what your indemnification obligations

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to your employer may mean, including whether

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or not this is an unlimited obligation,

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or whether there's some limit in terms

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of either the duration or the amount that you may indemnify.

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Because, for example, you've only been paid, you know,

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a hundred dollars for the performance

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of an image interpretation, and the employer gets $200.

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You, you want to cap your

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identification obligation if you can, to just the,

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the a hundred dollars that you've been paid in,

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in my hypothetical example.

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Um, you don't want to find yourself in a situation where

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if you can avoid it, where you've agreed to indemnify

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the employer for an unlimited amount of money

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or an amount of money that exceeds the amount

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that you've been paid, particularly

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for these recoupment actions.

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And the the last thing I would want to add

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to this identification issue is

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that you don't wanna be responsible for the acts

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and admissions of the employer,

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or its billing personnel or its agents.

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So, for example, if the, um,

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billing personnel changed the documentation

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or change a code on a particular claim, you should be,

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it should be very clear that that is not your obligation.

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And in fact, the employer's responsible for all losses,

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including any losses that you may incur.

Report

Faculty

David M Yousem, MD, MBA

Professor of Radiology, Vice Chairman and Associate Dean

Johns Hopkins University

Mahla Radmard, MD

Postdoctoral Research Fellow

Johns Hopkins University School of Medicine

Bartholomew Dalton Esq.,

Senior Partner

Dalton & Associates

Judd A. Harwood, JD

Partner

Bradley Arant Boult Cummings LLP